Looking for education and reference materials?
AdvisorAssist™ clients have exclusive access to the AdvisorAssist Learning Center™, our online library of compliance tools and education materials. Our extensive library contains information regarding the various securities laws, compliance best practices and templates to assist with managing your business. To learn more about these services, please complete the adjacent form or call us at 866.513.4042.
For existing clients having trouble accessing the AdvisorAssist Learning Center™, please email us at advisors@advisorassist.com.
Advisor Training
AdvisorAssist™ professionals can provide your firm with targeted training on regulatory and business topics. Our training seminars can be conducted in various formats to best suit these needs of your firm. We offer onsite training, webinars and conference calls tailored to meet the needs of your firm. We offer structured sessions or open discussions based on the topics and you unique needs.
Common training programs requested include:
- New Chief Compliance Officer Orientation
- Preparing for SEC or State Registration
- Developing an Effective Compliance Program
- Drafting an Investment Policy Statement
- Preparing for a Regulatory Examination
- Performing a Compliance Self-Assessment
For more information on our training programs, please complete the adjacent form or call us at 866.513.4042.
Speaking Engagements
Our Principals are dedicated supporters of many industry trade associations. We are often called upon to discuss evolving business and regulatory practices or moderate discussion panels.
If your firm or industry organization would like to leverage our experience, please give us a call at 866.513.4042.
Request Information
For more information and pricing, please complete the form below or call us at 866-513-4042.